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DEXCOM INC — Director's Dealing 2015
Apr 14, 2015
30198_dirs_2015-04-14_9adb19a0-2725-4d6a-891a-253257e9c043.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2015-04-10
Reporting Person: MOY JEFFREY (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-10 | Common Stock | M | 1956.0 | $9.8 | Acquired | 91956 | Direct |
| 2015-04-10 | Common Stock | S | 1956.0 | $65.7622 | Disposed | 90000 | Direct |
| 2015-04-10 | Common Stock | M | 810.0 | $7.63 | Acquired | 90810 | Direct |
| 2015-04-10 | Common Stock | S | 810.0 | $65.7622 | Disposed | 90000 | Direct |
| 2015-04-10 | Common Stock | M | 3000.0 | $9.36 | Acquired | 93000 | Direct |
| 2015-04-10 | Common Stock | S | 3000.0 | $65.7622 | Disposed | 90000 | Direct |
| 2015-04-10 | Common Stock | M | 5000.0 | $9.36 | Acquired | 95000 | Direct |
| 2015-04-10 | Common Stock | S | 5000.0 | $65.7778 | Disposed | 90000 | Direct |
| 2015-04-13 | Common Stock | M | 5000.0 | $9.36 | Acquired | 95000 | Direct |
| 2015-04-13 | Common Stock | S | 5000.0 | $67.7807 | Disposed | 90000 | Direct |
| 2015-04-14 | Common Stock | S | 5000.0 | $67.3165 | Disposed | 163811 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-10 | Incentive Stock Option (right to buy) | $7.63 | M | 810.0 | Disposed | 2018-05-19 | Common Stock (810) | Direct |
| 2015-04-10 | Incentive Stock Option (right to buy) | $9.36 | M | 3000.0 | Disposed | 2017-09-20 | Common Stock (3000) | Direct |
| 2015-04-10 | Incentive Stock Option (right to buy) | $9.36 | M | 5000.0 | Disposed | 2017-09-20 | Common Stock (5000) | Direct |
| 2015-04-13 | Incentive Stock Option (right to buy) | $9.36 | M | 5000.0 | Disposed | 2017-09-20 | Common Stock (5000) | Direct |
| 2015-04-10 | Incentive Stock Option (right to buy) | $9.8 | M | 1956.0 | Disposed | 2020-03-12 | Common Stock (1956) | Direct |
Footnotes
F1: This transaction was conducted under a 10b5-1 Plan, which was adopted on December 4, 2014 and amended on March 11, 2015. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Moy.
F2: This transaction was executed in multiple trades at prices ranging from $65.06 to $66.04. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Included in this number are 90,000 unvested restricted stock units, 40,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 33,333 of which were granted on March 8, 2014 and shall vest through March 08, 2017, and 16,667 of which were granted on March 11, 2013 and shall vest through March 11, 2016.
F4: This transaction was executed in multiple trades at prices ranging from $65.21 to $66.04 The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $67.34 to $68.58. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $66.80 to $67.81 The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.