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DEXCOM INC — Director's Dealing 2014
Jun 18, 2014
30198_dirs_2014-06-18_f67a4651-0c64-4df1-909d-12d66dcd0f12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2014-06-16
Reporting Person: GREGG TERRANCE H (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-16 | Common Stock | M | 25000.0 | $6.85 | Acquired | 420626 | Direct |
| 2014-06-16 | Common Stock | S | 25000.0 | $37.232 | Disposed | 395626 | Direct |
| 2014-06-16 | Common Stock | S | 10000.0 | $37.232 | Disposed | 672889 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-16 | Non-Qualified Stock Option (right to buy) | $6.85 | M | 25000.0 | Disposed | 2017-06-19 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11461 | Indirect |
Footnotes
F1: On December 09, 2013, Mr. Gregg adopted a 10b5-1 Plan. Under this 10b5-1 Plan, Mr. Gregg will sell a limited number of shares to cover the tax liability that accrues upon monthly vesting of restricted stock units previously granted to Mr. Gregg. The shares set forth above were sold pursuant to the 10b5-1 Plan.
F2: This transaction was executed in multiple trades at prices ranging from $36.05 to $37.74. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.
F3: Included in this number are 167,579 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017, and 106,641 unvested restricted stock units granted on March 11, 2013, 5,078 of which shall vest each month through March 11, 2016.
F4: Included in this number are 45,704 unvested restricted stock units granted on March 8, 2012, 5,078 of which shall vest each month through March 8, 2015.
F5: Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.