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DEXCOM INC — Director's Dealing 2014
Aug 15, 2014
30198_dirs_2014-08-15_c5cbc3fd-4bfb-4aef-b9ab-9a0724e419db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2014-08-14
Reporting Person: GREGG TERRANCE H (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-14 | Common Stock | M | 5000.0 | $8.95 | Acquired | 400626 | Direct |
| 2014-08-14 | Common Stock | S | 5000.0 | $44.2627 | Disposed | 395626 | Direct |
| 2014-08-14 | Common Stock | M | 20000.0 | $6.85 | Acquired | 415626 | Direct |
| 2014-08-14 | Common Stock | S | 20000.0 | $44.2315 | Disposed | 395626 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-14 | Non-Qualified Stock Option (right to buy) | $6.85 | M | 20000.0 | Disposed | 2017-06-19 | Common Stock (20000) | Direct |
| 2014-08-14 | Non-Qualified Stock Option (right to buy) | $8.95 | M | 5000.0 | Disposed | 2018-01-02 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11461 | Indirect |
| Common Stock | 662889 | Indirect |
Footnotes
F1: Included in this number are 157,423 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017, and 96,485 unvested restricted stock units granted on March 11, 2013, 5,078 of which shall vest each month through March 11, 2016.
F2: This transaction was executed in multiple trades at prices ranging from $44.14 to $44.37. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.