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DEXCOM INC — Director's Dealing 2013
Nov 15, 2013
30198_dirs_2013-11-15_7bd9ff67-0f9c-4b72-8c07-36ddae138fe6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2013-11-13
Reporting Person: LISTER JOHN (General Counsel, VP of HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock | S | 2700.0 | $33.5115 | Disposed | 71326 | Direct |
| 2013-11-13 | Common Stock | M | 7300.0 | $4.58 | Acquired | 78626 | Direct |
| 2013-11-13 | Common Stock | S | 7300.0 | $33.4068 | Disposed | 71326 | Direct |
| 2013-11-13 | Common Stock | M | 9372.0 | $3.19 | Acquired | 80698 | Direct |
| 2013-11-13 | Common Stock | S | 9372.0 | $33.5498 | Disposed | 71326 | Direct |
| 2013-11-13 | Common Stock | M | 3128.0 | $3.19 | Acquired | 74454 | Direct |
| 2013-11-13 | Common Stock | S | 3128.0 | $33.4801 | Disposed | 71326 | Direct |
| 2013-11-13 | Common Stock | M | 6718.0 | $7.63 | Acquired | 78044 | Direct |
| 2013-11-13 | Common Stock | S | 6718.0 | $33.4068 | Disposed | 71326 | Direct |
| 2013-11-13 | Common Stock | M | 782.0 | $7.63 | Acquired | 72108 | Direct |
| 2013-11-13 | Common Stock | S | 782.0 | $33.4068 | Disposed | 71326 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | Incentive Stock Option (right to buy) | $3.19 | M | 3128.0 | Disposed | 2018-12-11 | Common Stock (3128) | Direct |
| 2013-11-13 | Incentive Stock Option (right to buy) | $7.63 | M | 782.0 | Disposed | 2018-05-19 | Common Stock (782) | Direct |
| 2013-11-13 | Non-Qualified Stock Option (right to buy) | $4.58 | M | 7300.0 | Disposed | 2019-05-19 | Common Stock (7300) | Direct |
| 2013-11-13 | Non-Qualified Stock Option (right to buy) | $7.63 | M | 6718.0 | Disposed | 2018-05-19 | Common Stock (6718) | Direct |
| 2013-11-13 | Non-Qualified Stock Option (right to buy) | $3.19 | M | 9372.0 | Disposed | 2018-12-11 | Common Stock. (9372) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $33.511 to $33.512. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.
F2: Included in this number are 55,855 unvested restricted stock units, 35,000 of which were granted on March 11, 2013 and shall vest through March 11, 2016, 16,563 of which were granted on March 8, 2012 and shall vest through March 8, 2015, and 4,292 of which were granted on March 8, 2011 and shall vest through March 8, 2014.