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Deutsche Lufthansa AG Major Shareholding Notification 2023
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Major Shareholding Notification
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Voting Rights Announcements | 10 February 2023 12:07
Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Deutsche Lufthansa AG
Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
10.02.2023 / 12:07 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | Deutsche Lufthansa AG |
| Street: | Venloer Str. 151-153 |
| Postal code: | 50672 |
| City: | Cologne Germany |
| Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| X | Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligationLegal entity: Société Générale S.A.
City of registered office, country: Paris , France
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:02 Feb 2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.39 % | 4.66 % | 5.05 % | 1,195,485,644 |
| Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0008232125 | 4,667,855 | 0 | 0.39 % | 0.00 % |
| Total | 4,667,855 | 0.39 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent securities | N/A | N/A | 6,260,679 | 0.52 % |
| Listed Call Options | 03.02.2023-21.06.2024 | Until 03.02.2023-21.06.2024 | 1,714,119 | 0.14 % |
| Certificates | 17.03.2023-15.03.2024 | 17.03.2023-15.03.2024 | 1,724,431 | 0.14 % |
| OC – Convertible bonds | 17.11.2025 | 17.11.2025 | 3,674,637 | 0.31 % |
| Total | 13,373,866 | 1.12 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 6,489,896 | 0.54 % |
| Contracts For Difference | N/A | N/A | Cash | 2,380,240 | 0.20 % |
| Certificates | 16.06.2023- 31.12.2030 | 16.06.2023- 31.12.2030 | Cash | 1,203,886 | 0.10 % |
| Certificates | 03.01.2033 | Until 03.01.2033 | Cash | 10,211 | 0 % |
| OTC Call Options | 17.02.2023-03.01.2033 | Until 17.02.2023-03.01.2033 | Cash | 8,710,830 | 0.73 % |
| OTC Call Options | 17.03.2023-15.12.2023 | 17.03.2023-15.12.2023 | Cash | 1,170,995 | 0.10 % |
| OTC Put Options | 17.02.2023-03.01.2033 | Until 17.02.2023-03.01.2033 | Cash | 514,884 | 0.04 % |
| OTC Put Options | 17.02.2023-15.12.2023 | 17.02.2023-15.12.2023 | Cash | 365,917 | 0.03 % |
| Listed Put Options | 18.02.2022-15.12.2023 | Until 17.03.2023-18.12.2026 | Physical | 5,660,178 | 0.47 % |
| Listed Call Warrants | 17.02.2022-03.01.2033 | Until 17.02.2022-03.01.2033 | Cash | 13,771,064 | 1.15 % |
| Listed Call Warrants | 17.03.2023-15.12.2023 | 17.03.2023-15.12.2023 | Cash | 1,162,137 | 0.10 % |
| Listed Put Warrants | 17.02.2023-03.01.2033 | Until 17.02.2023-03.01.2033 | Cash | 518,669 | 0.04 % |
| Listed Put Warrants | 17.02.2023-15.12.2023 | 17.02.2023-15.12.2023 | Cash | 366,068 | 0.03 % |
| Total | 42,324,975 | 3.54 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| – | % | % | % |
| – | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
07 Feb 2023
10.02.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
| Language: | English |
| Company: | Deutsche Lufthansa AG |
| Venloer Str. 151-153 | |
| 50672 Cologne | |
| Germany | |
| Internet: | www.lufthansagroup.com/investor-relations |
| End of News | EQS News Service |