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Deterra Royalties Limited — Major Shareholding Notification 2020
Dec 14, 2020
14947_rns_2020-12-14_3b5e1878-2c39-48f6-9921-60d084250ff8.pdf
Major Shareholding Notification
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Annexure A
This is Annexure A of 2 pages referred to in form 603 Notice of initial substantial shareholder
15-Dec-20
| 15-Dec-20 | |||||||
|---|---|---|---|---|---|---|---|
| Haley Harris, | Date |
||||||
| Authorised Signatory | |||||||
| 3. Details of Relevant Interests | |||||||
| 4. Details of present registered holders | |||||||
| 6. Associates | |||||||
| Holder of Relevant | |||||||
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 54,824 | 54,824 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 376,245 | 376,245 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 125,708 | 125,708 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 55,607 | 55,607 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BLACKROCK ADVISORS, | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 128,627 | 128,627 | subsidiary of | |
| LLC | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK ADVISORS, | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 20,357 | 20,357 | subsidiary of | |
| LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-CIBC MELLON | ORD | 86,338 | 86,338 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | GLOBAL SECURITIES - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 11,551 | 11,551 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 72,221 | 72,221 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 316 | 316 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 602 | 602 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 219 | 219 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 39,222 | 39,222 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 12,698 | 12,698 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 127,180 | 127,180 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 75,210 | 75,210 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 4,369,923 | 4,369,923 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 122,461 | 122,461 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ORD | 54,815 | 54,815 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ORD | 28,116 | 28,116 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CS-CREDIT SUISSE | ORD | 34,306 | 34,306 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKERAGE - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ZURICH | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 3,646,112 | 3,646,112 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ORD | 9,813 | 9,813 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 197,942 | 197,942 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 755 | 755 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ORD | 29,242 | 29,242 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ORD | 83,414 | 83,414 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ORD | 738,788 | 738,788 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,626,654 | 1,626,654 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 1,588,503 | 1,588,503 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK LIMITED | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 270,222 | 270,222 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 20,105 | 20,105 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ORD | 137,485 | 137,485 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 166,857 | 166,857 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 2,350,880 | 2,350,880 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 6,666,987 | 6,666,987 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK | ORD | 34,982 | 34,982 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | INTERNATIONAL PLC | BlackRock Inc. | ||||
| investment manager or trustee. | (LUXEMBOURG BRANCH | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 540,748 | 540,748 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 302,763 | 302,763 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN | ORD | 48,953 | 48,953 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | FRANKFURT | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST UK | ORD | 261,358 | 261,358 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 18,133 | 18,133 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 190,351 | 190,351 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 2
DRR
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 24,019 | 24,019 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 4,014 | 4,014 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 33,998 | 33,998 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,718,702 | 1,718,702 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
page 2 of 2
DRR
Annexure B
This is Annexure B of 4 pages referred to in form 603 Notice of initial substantial shareholder
15-Dec-20 Haley Harris, Date Authorised Signatory
5. Consideration
DETERRA ROYALTIES LIMITED (DRR)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 26,379 26,379 |
| BlackRock Fund Advisors 23-Oct-20 no |
n/a in specie AUD ORD 180,412 180,412 |
| BlackRock Fund Advisors 23-Oct-20 no |
n/a in specie AUD ORD 1,685,413 1,685,413 |
| BlackRock Investment Management,LLC 23-Oct-20 no |
n/a in specie AUD ORD 1,527 1,527 |
| BlackRock Investment Management,LLC 23-Oct-20 no |
n/a in specie AUD ORD 16,393 16,393 |
| BlackRock Asset Management Canada Limited 23-Oct-20 no |
n/a in specie AUD ORD 86,415 86,415 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 51,703 51,703 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 138,015 138,015 |
| BlackRock Asset Management North Asia Limited 23-Oct-20 no |
n/a in specie AUD ORD 602 602 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 476 476 |
| BlackRock Fund Advisors 23-Oct-20 no |
n/a in specie AUD ORD 39,977 39,977 |
| BlackRock Investment Management,LLC 23-Oct-20 no |
n/a in specie AUD ORD 22,492 22,492 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 46,188 46,188 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 663,891 663,891 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 16,291 16,291 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 32,650 32,650 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 80,992 80,992 |
| BlackRock Asset Management North Asia Limited 23-Oct-20 no |
n/a in specie AUD ORD 316 316 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 119,862 119,862 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 614,765 614,765 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 49,666 49,666 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 166,857 166,857 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 20,105 20,105 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 738,788 738,788 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 67,415 67,415 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 29,043 29,043 |
| BlackRock Investment Management,LLC 23-Oct-20 no |
n/a in specie AUD ORD 22,041 22,041 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 755 755 |
| BlackRock Advisors(UK)Limited 23-Oct-20 no |
n/a in specie AUD ORD 99,020 99,020 |
| BLACKROCK ADVISORS,LLC 23-Oct-20 no |
n/a in specie AUD ORD 29,055 29,055 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 6,991,482 6,991,482 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 78,327 78,327 |
| BlackRock Asset Management Canada Limited 23-Oct-20 no |
n/a in specie AUD ORD 72,221 72,221 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 404,510 404,510 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 4,558 4,558 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 134,015 134,015 |
page 1 of 4
DRR
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 231,316 231,316 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 968,234 968,234 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 2,546 2,546 |
| BlackRock Fund Advisors 23-Oct-20 no |
n/a in specie AUD ORD 74,346 74,346 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 32,468 32,468 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 180,768 180,768 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 248,198 248,198 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 14,137 14,137 |
| BlackRock Fund Advisors 23-Oct-20 no |
n/a in specie AUD ORD 399,434 399,434 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 10,223 10,223 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 304 304 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 1,803,955 1,803,955 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 16,369 16,369 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 59,476 59,476 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 6,163 6,163 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 54,368 54,368 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 27,398 27,398 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 12,698 12,698 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 28,116 28,116 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 171,805 171,805 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 3,819 3,819 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 18,668 18,668 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 5,209 5,209 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 846,390 846,390 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 531,844 531,844 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 31,554 31,554 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 38,711 38,711 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 34,982 34,982 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 23,058 23,058 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 94,080 94,080 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 219 219 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 30,889 30,889 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 492,765 492,765 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 96,716 96,716 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 13,129 13,129 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 23-Oct-20 no |
n/a in specie AUD ORD 17,819 17,819 |
| BLACKROCK ADVISORS,LLC 23-Oct-20 no |
n/a in specie AUD ORD 106,098 106,098 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 126,616 126,616 |
| BlackRock Fund Advisors 23-Oct-20 no |
n/a in specie AUD ORD 1,866,753 1,866,753 |
| BlackRock Investment Management,LLC 23-Oct-20 no |
n/a in specie AUD ORD 159,056 159,056 |
page 2 of 4
DRR
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 2,106,477 2,106,477 |
| BlackRock Asset Management Canada Limited 23-Oct-20 no |
n/a in specie AUD ORD 15,954 15,954 |
| BlackRock Asset Management Canada Limited 23-Oct-20 no |
n/a in specie AUD ORD 11,551 11,551 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 151,558 151,558 |
| BlackRock Investment Management,LLC 23-Oct-20 no |
n/a in specie AUD ORD 4,014 4,014 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 223,005 223,005 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 69,439 69,439 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 631,775 631,775 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 9,813 9,813 |
| BlackRock Investment Management (Australia) Limited 23-Oct-20 no |
n/a in specie AUD ORD 225,771 225,771 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 3,527 3,527 |
| BlackRock(Netherlands)B.V. 23-Oct-20 no |
n/a in specie AUD ORD 54,824 54,824 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 191,594 191,594 |
| BlackRock Investment Management (UK) Limited 23-Oct-20 no |
n/a in specie AUD ORD 30,592 30,592 |
| BLACKROCK ADVISORS,LLC 23-Oct-20 no |
n/a in specie AUD ORD 20,357 20,357 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 18,062 18,062 |
| BlackRock Institutional Trust Company, National Association 23-Oct-20 no |
n/a in specie AUD ORD 132,193 132,193 |
| BlackRock Advisors(UK)Limited 23-Oct-20 no |
n/a in specie AUD ORD 44,646 44,646 |
| BlackRock Advisors(UK)Limited 23-Oct-20 no |
n/a in specie AUD ORD 10,961 10,961 |
| BlackRock Advisors(UK)Limited 23-Oct-20 no |
n/a in specie AUD ORD 36,245 36,245 |
| BlackRock Advisors(UK)Limited 23-Oct-20 no |
n/a in specie AUD ORD 340,000 340,000 |
| BlackRock Fund Advisors 26-Oct-20 no |
n/a in specie AUD ORD 12,936 12,936 |
| BlackRock Investment Management (Australia) Limited 27-Oct-20 yes |
4.08 on mkt buy AUD ORD 193,374 193,374 |
| BlackRock Investment Management (Australia) Limited 30-Oct-20 yes |
3.93 on mkt buy AUD ORD 3,290 3,290 |
| BlackRock Institutional Trust Company, National Association 04-Nov-20 yes |
4.04 on mkt buy AUD ORD 4,837 4,837 |
| BlackRock Investment Management (Australia) Limited 06-Nov-20 yes |
4.32 on mkt buy AUD ORD 1,410 1,410 |
| BlackRock Fund Advisors 09-Nov-20 no |
n/a in specie AUD ORD 1,430 1,430 |
| BlackRock Fund Advisors 09-Nov-20 no |
n/a in specie AUD ORD 7,150 7,150 |
| BlackRock Fund Advisors 09-Nov-20 no |
n/a in specie AUD ORD 2,860 2,860 |
| BlackRock Investment Management (Australia) Limited 10-Nov-20 yes |
4.30 on mkt buy AUD ORD 4,230 4,230 |
| BlackRock Advisors(UK)Limited 11-Nov-20 yes |
4.28 on mkt buy AUD ORD 556 556 |
| BlackRock Investment Management,LLC 17-Nov-20 yes |
4.25 on mkt buy AUD ORD 14,902 14,902 |
| BlackRock Investment Management (Australia) Limited 17-Nov-20 yes |
4.22 on mkt buy AUD ORD 3,297 3,297 |
| BlackRock Investment Management (Australia) Limited 17-Nov-20 yes |
4.22 on mkt buy AUD ORD 13,659 13,659 |
| BlackRock Advisors(UK)Limited 17-Nov-20 yes |
4.22 on mkt buy AUD ORD 1,112 1,112 |
| BlackRock Advisors(UK)Limited 17-Nov-20 yes |
4.22 on mkt buy AUD ORD 2,780 2,780 |
| BlackRock Institutional Trust Company, National Association 19-Nov-20 yes |
4.25 on mkt buy AUD ORD 1,838 1,838 |
| BlackRock Fund Advisors 19-Nov-20 no |
n/a in specie AUD ORD 384 384 |
| BlackRock Investment Management (Australia) Limited 19-Nov-20 yes |
4.24 on mkt buy AUD ORD 16,956 16,956 |
| BlackRock Investment Management (Australia) Limited 19-Nov-20 yes |
4.24 on mkt buy AUD ORD 2,773 2,773 |
| BlackRock Fund Advisors 20-Nov-20 no |
n/a in specie AUD ORD 4,965 4,965 |
| BlackRock Fund Advisors 20-Nov-20 no |
n/a in specie AUD ORD 384 384 |
| BlackRock Investment Management (Australia) Limited 23-Nov-20 yes |
4.36 on mkt buy AUD ORD 13,188 13,188 |
| BlackRock Fund Advisors 25-Nov-20 no |
n/a in specie AUD ORD 8,250 8,250 |
| BlackRock Investment Management (Australia) Limited 25-Nov-20 yes |
4.48 on mkt buy AUD ORD 1,413 1,413 |
| BlackRock Fund Advisors 25-Nov-20 no |
n/a in specie AUD ORD 864 864 |
| BlackRock Fund Advisors 25-Nov-20 yes |
4.48 on mkt buy AUD ORD 32,820 32,820 |
| BlackRock Fund Advisors 25-Nov-20 no |
n/a in specie AUD ORD 2,640 2,640 |
| BlackRock Investment Management (Australia) Limited 26-Nov-20 yes |
4.50 on mkt buy AUD ORD 3,768 3,768 |
page 3 of 4
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| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 27-Nov-20 yes |
4.65 on mkt buy AUD ORD 4,710 4,710 |
| BlackRock Investment Management (Australia) Limited 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 4,710 4,710 |
| BlackRock Investment Management (Australia) Limited 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 40,522 40,522 |
| BlackRock Fund Advisors 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 144 144 |
| BlackRock Fund Advisors 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 101,764 101,764 |
| BlackRock Investment Management (Australia) Limited 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 6,779 6,779 |
| BlackRock Fund Advisors 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 24 24 |
| BlackRock Fund Advisors 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 17,024 17,024 |
| BlackRock Fund Advisors 30-Nov-20 yes |
4.60 on mkt buy AUD ORD 88,552 88,552 |
| BlackRock Investment Management (Australia) Limited 01-Dec-20 yes |
4.62 on mkt buy AUD ORD 11,364 11,364 |
| BLACKROCK ADVISORS,LLC 02-Dec-20 yes |
4.73 on mkt buy AUD ORD 12,446 12,446 |
| BlackRock Investment Management (Australia) Limited 02-Dec-20 yes |
4.76 on mkt buy AUD ORD 76,837 76,837 |
| BlackRock Investment Management (Australia) Limited 02-Dec-20 yes |
4.76 on mkt buy AUD ORD 2,355 2,355 |
| BlackRock Investment Management (Australia) Limited 02-Dec-20 yes |
4.76 on mkt buy AUD ORD 29,251 29,251 |
| BlackRock Advisors(UK)Limited 02-Dec-20 yes |
4.76 on mkt buy AUD ORD 1,668 1,668 |
| BlackRock Investment Management (Australia) Limited 03-Dec-20 yes |
4.95 on mkt buy AUD ORD 18,432 18,432 |
| BlackRock Investment Management (Australia) Limited 04-Dec-20 no |
n/a in specie AUD ORD 44,451 44,451 |
| BlackRock Advisors(UK)Limited 04-Dec-20 yes |
5.13 on mkt buy AUD ORD 556 556 |
| BlackRock Advisors(UK)Limited 04-Dec-20 yes |
5.13 on mkt buy AUD ORD 556 556 |
| BlackRock Fund Advisors 04-Dec-20 no |
n/a in specie AUD ORD 1,012 1,012 |
| BlackRock Fund Advisors 07-Dec-20 no |
n/a in specie AUD ORD 19,573 19,573 |
| BlackRock Investment Management (Australia) Limited 07-Dec-20 yes |
5.25 on mkt buy AUD ORD 7,065 7,065 |
| BlackRock Investment Management (Australia) Limited 08-Dec-20 yes |
5.22 on mkt buy AUD ORD 1,594 1,594 |
| BlackRock Investment Management (Australia) Limited 08-Dec-20 yes |
5.14 on mkt buy AUD ORD 39,405 39,405 |
| BlackRock Investment Management (Australia) Limited 08-Dec-20 yes |
5.12 on mkt buy AUD ORD 3,768 3,768 |
| BlackRock Fund Advisors 08-Dec-20 no |
n/a in specie AUD ORD 4,255 4,255 |
| BlackRock Investment Management (Australia) Limited 09-Dec-20 yes |
5.12 on mkt buy AUD ORD 112,086 112,086 |
| BlackRock Investment Management (Australia) Limited 09-Dec-20 yes |
5.12 on mkt buy AUD ORD 9,919 9,919 |
| BlackRock Investment Management (Australia) Limited 09-Dec-20 yes |
5.12 on mkt buy AUD ORD 174,949 174,949 |
| BlackRock Investment Management (Australia) Limited 09-Dec-20 yes |
5.12 on mkt buy AUD ORD 119,574 119,574 |
| BlackRock Advisors(UK)Limited 09-Dec-20 yes |
5.08 on mkt buy AUD ORD 1,112 1,112 |
| BlackRock Investment Management (Australia) Limited 10-Dec-20 yes |
5.04 on mkt buy AUD ORD 70,650 70,650 |
| BlackRock Fund Advisors 11-Dec-20 no |
n/a in specie AUD ORD 12,765 12,765 |
| BlackRock Fund Advisors 11-Dec-20 no |
n/a in specie AUD ORD 4,255 4,255 |
| BlackRock Investment Management (Australia) Limited 11-Dec-20 yes |
4.98 on mkt buy AUD ORD 24,079 24,079 |
| BlackRock Investment Management (Australia) Limited 11-Dec-20 yes |
4.99 on mkt buy AUD ORD 240,785 240,785 |
| BlackRock Investment Management (Australia) Limited 11-Dec-20 yes |
4.99 on mkt buy AUD ORD 126,302 126,302 |
| BlackRock Advisors(UK)Limited 11-Dec-20 yes |
5.00 on mkt buy AUD ORD 18,348 18,348 |
page 4 of 4
DRR
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
15-Dec-20
Haley Harris, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver, CO 80202(Colorado, USA) | |
| BlackRock Investment Management (Australia) Limited | Level 37 Chifley Tower, 2 Chifley Square, |
| Sydney NSW 2000 | |
| Australia | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801, United States |
page 1 of 1
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