Deterra Royalties Limited — Director's Dealing 2021

Sep 14, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Deterra Royalties Limited ABN 88 641 743 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Joanne Warner
Date of last notice	23 March 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Shares acquired by Moondance Holdings Pty Ltd (of which the Director is a trustee and beneficiary) (Super Fund Acquisition)
Date of change	9 September 2021 (Super Fund Acquisition)
No. of securities held prior to change	23,000
Class	Ordinary fully paid shares
Number acquired	20,000 (Super Fund Acquisition)
Number disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$79,000.00 (Super Fund Acquisition)
No. of securities held after change	43,000

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	On-market trade
art 2 – Change of director’s interests in contracts ote: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be sclosed in this part.
Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Deterra Royalties Limited

ABN 88 641 743 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Julian Andrews
Date of last notice	2 July 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and indirect	Direct and indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Securities acquired by J Andrews as trustee for his daughter. Relevant interest arises by virtue of power to control shares in capacity as trustee.
Date of change	30 June 2021 – the Performance Rights lapsed as the vesting conditions have not been, or have become incapable of being, satisfied by 30 June 2021.
No. of securities held prior to change	Direct	57,528 ordinary fully paid shares 363,291 Performance Rights 27,352 Restricted Shares

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

	Indirect	5,050 ordinary fully paid shares	5,050 ordinary fully paid shares
Class	Performance Rights
Number acquired	Nil.
Number disposed	48,222 lapsed
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil.
No. of securities held after change	Direct		57,528 ordinary fully paid shares 315,069 performance rights 27,352 Restricted Shares
	Indirect		5,050 ordinary fully paid shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Lapse of performance rights issued on 23 November 2020 as the vesting conditions have not been, or have become incapable of being, satisfied by 30 June 2021.

• See chapter 19 for defined terms. Appendix 3Y Page 2 of 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

15 September 2021

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3 of 4

Appendix 3Y Change of Director’s Interest Notice

Explanation for Late Lodgement of Change in Director’s Interest Notice

For the purposes of Listing Rule 18.7, Deterra provides the following information:

• (a) The late lodgement of the Appendix 3Y is due to an administrative oversight. As soon as the oversight was identified, the attached Appendix 3Y was lodged with ASX.

• (b) Deterra has the following arrangements in place under Listing Rule 3.19B with its directors to ensure that it is able to meet its disclosure obligations under Listing Rule 3.19A:

• (i) Deterra and its directors are aware of their obligations under the ASX Listing Rules, including Listing Rules 3.19A and 3.19B, and Deterra has reinforced these obligations with each director and its share registry. Each director has been provided with a copy of the Company's Security Dealing Policy; and

• (ii) in accordance with Listing Rule 3.19B and ASX Listing Rule Guidance Note 22: Director Disclosure of Interests and Transactions in Securities – Obligations of Listed Entities, Deterra enters into Disclosure of Director's Interests Agreements with each of its directors on appointment to the Deterra Board. These agreements are regularly reviewed and formally updated at each meeting of the board of directors of Deterra.

• (c) Deterra confirms that following this incident, Deterra has reviewed its processes and believes that its disclosure arrangements are adequate and are being enforced and that this was an isolated incident which does not involve any substantive breach of the ASX Listing Rules.

• See chapter 19 for defined terms.

Appendix 3Y Page 4 of 4

01/01/2011