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Designer Brands Inc. — Director's Dealing 2013
Oct 8, 2013
33779_dirs_2013-10-08_0135bb70-11ae-404a-9b44-a39dc7cbc909.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DSW Inc. (DSW)
CIK: 0001319947
Period of Report: 2013-10-04
Reporting Person: SCHOTTENSTEIN JAY L (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-04 | Class A Common Shares | C | 9074.0000 | $0.0000 | Acquired | 9074.0000 | Indirect |
| 2013-10-04 | Class A Common Shares | S | 9074.0000 | $85.0700 | Disposed | 0.0000 | Indirect |
| 2013-10-07 | Class A Common Shares | C | 9135.0000 | $0.0000 | Acquired | 9135.0000 | Indirect |
| 2013-10-07 | Class A Common Shares | S | 9135.0000 | $85.0800 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-04 | Class B Common Shares | $ | C | 9074.0000 | Disposed | Class A Common Shares (9074.0000) | Indirect | |
| 2013-10-07 | Class B Common Shares | $ | C | 9135.0000 | Disposed | Class A Common Shares (9135.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Shares | 13150.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Shares | $ | Class A Common Shares (71905.0000) | 71905.0000 | Direct | |
| Class B Common Shares | $ | Class A Common Shares (293092.0000) | 293092.0000 | Indirect |
Footnotes
F1: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.11. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
F2: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.19. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
F3: Class B common shares convert to Class A common shares on a one-for-one basis.
F4: The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.