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Designer Brands Inc. — Director's Dealing 2013
Oct 2, 2013
33779_dirs_2013-10-02_a950047f-2a8b-4459-8cd2-483f2bce4abf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DSW Inc. (DSW)
CIK: 0001319947
Period of Report: 2013-09-30
Reporting Person: SCHOTTENSTEIN JAY L (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Class A Common Shares | C | 32592.0000 | $0.0000 | Acquired | 32592.0000 | Indirect |
| 2013-09-30 | Class A Common Shares | S | 32592.0000 | $85.2800 | Disposed | 0.0000 | Indirect |
| 2013-10-01 | Class A Common Shares | C | 96100.0000 | $0.0000 | Acquired | 96100.0000 | Indirect |
| 2013-10-01 | Class A Common Shares | S | 96100.0000 | $85.5600 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | Dividend Equivalent Rights | $ | A | 25.0000 | Acquired | Class A Common Shares (25.0000) | Direct | |
| 2013-09-30 | Class B Common Shares | $ | C | 32592.0000 | Disposed | Class A Common Shares (32592.0000) | Indirect | |
| 2013-10-01 | Class B Common Shares | $ | C | 96100.0000 | Disposed | Class A Common Shares (96100.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Shares | 13150.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Shares | $ | Class A Common Shares (71905.0000) | 71905.0000 | Direct | |
| Class B Common Shares | $ | Class A Common Shares (293092.0000) | 293092.0000 | Indirect |
Footnotes
F1: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.63. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
F2: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.
F3: Class B common shares convert to Class A common shares on a one-for-one basis.
F4: The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.