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Dermata Therapeutics, Inc. Director's Dealing 2021

Aug 17, 2021

35467_dirs_2021-08-17_715c886d-3629-47f4-98f0-8d994c9ff101.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dermata Therapeutics, Inc. (DRMA)
CIK: 0001853816
Period of Report: 2021-08-17

Reporting Person: Bedoya-Toro Munera Maria E (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-17 Common Stock C 9162 Acquired 28674 Indirect
2021-08-17 Common Stock C 19512 Acquired 48186 Indirect
2021-08-17 Common Stock C 4878 Acquired 53064 Indirect
2021-08-17 Common Stock C 17421 Acquired 70485 Indirect
2021-08-17 Common Stock C 13658 Acquired 84143 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-17 Series 1d Preferred Stock $ C 61821 Disposed Common Stock (9162) Indirect
2021-08-17 Series 1a Preferred Stock $ C 400000 Disposed Common Stock (19512) Indirect
2021-08-17 Series 1b Preferred Stock $ C 100000 Disposed Common Stock (4878) Indirect
2021-08-17 Series 1c Preferred Stock $ C 357142 Disposed Common Stock (17421) Indirect
2021-08-17 Series 1 Preferred Stock $ C 280000 Disposed Common Stock (13658) Indirect
2021-08-17 Series 1a Warrants $ C 100000 Disposed 2026-03-14 Common Stock (4878) Indirect
2021-08-17 Warrant to Purchase Common Stock $20.50 C 4878 Acquired 2026-03-14 Common Stock (4878) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 30487 Direct

Footnotes

F1: The Series 1d Preferred Stock automatically converted into Common Stock of the Issuer upon consummation of the Issuer's initial public offering (the "IPO"). The Series 1d Preferred Stock was convertible at any time and had no expiration date.

F2: The Series 1a Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1a Preferred Stock was convertible at any time and had no expiration date.

F3: The Series 1b Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1b Preferred Stock was convertible at any time and had no expiration date.

F4: The Series 1c Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1c Preferred Stock was convertible at any time and had no expiration date.

F5: The Series 1 Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1 Preferred Stock was convertible at any time and had no expiration date.

F6: The Series 1a Preferred Warrants converted into warrants to purchase Common Stock in connection with the IPO.

F7: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.