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Dermata Therapeutics, Inc. — Director's Dealing 2021
Aug 17, 2021
35467_dirs_2021-08-17_715c886d-3629-47f4-98f0-8d994c9ff101.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dermata Therapeutics, Inc. (DRMA)
CIK: 0001853816
Period of Report: 2021-08-17
Reporting Person: Bedoya-Toro Munera Maria E (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-17 | Common Stock | C | 9162 | — | Acquired | 28674 | Indirect |
| 2021-08-17 | Common Stock | C | 19512 | — | Acquired | 48186 | Indirect |
| 2021-08-17 | Common Stock | C | 4878 | — | Acquired | 53064 | Indirect |
| 2021-08-17 | Common Stock | C | 17421 | — | Acquired | 70485 | Indirect |
| 2021-08-17 | Common Stock | C | 13658 | — | Acquired | 84143 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-17 | Series 1d Preferred Stock | $ | C | 61821 | Disposed | Common Stock (9162) | Indirect | |
| 2021-08-17 | Series 1a Preferred Stock | $ | C | 400000 | Disposed | Common Stock (19512) | Indirect | |
| 2021-08-17 | Series 1b Preferred Stock | $ | C | 100000 | Disposed | Common Stock (4878) | Indirect | |
| 2021-08-17 | Series 1c Preferred Stock | $ | C | 357142 | Disposed | Common Stock (17421) | Indirect | |
| 2021-08-17 | Series 1 Preferred Stock | $ | C | 280000 | Disposed | Common Stock (13658) | Indirect | |
| 2021-08-17 | Series 1a Warrants | $ | C | 100000 | Disposed | 2026-03-14 | Common Stock (4878) | Indirect |
| 2021-08-17 | Warrant to Purchase Common Stock | $20.50 | C | 4878 | Acquired | 2026-03-14 | Common Stock (4878) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30487 | Direct |
Footnotes
F1: The Series 1d Preferred Stock automatically converted into Common Stock of the Issuer upon consummation of the Issuer's initial public offering (the "IPO"). The Series 1d Preferred Stock was convertible at any time and had no expiration date.
F2: The Series 1a Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1a Preferred Stock was convertible at any time and had no expiration date.
F3: The Series 1b Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1b Preferred Stock was convertible at any time and had no expiration date.
F4: The Series 1c Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1c Preferred Stock was convertible at any time and had no expiration date.
F5: The Series 1 Preferred Stock converted into Common Stock of the Issuer upon consummation of the IPO. The Series 1 Preferred Stock was convertible at any time and had no expiration date.
F6: The Series 1a Preferred Warrants converted into warrants to purchase Common Stock in connection with the IPO.
F7: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.