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Denali Therapeutics Inc. Director's Dealing 2023

Feb 15, 2023

31637_dirs_2023-02-14_9bef4f23-c9a4-4d65-a5ad-645a73cb00cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Denali Therapeutics Inc. (DNLI)
CIK: 0001714899
Period of Report: 2023-02-10

Reporting Person: Ho Carole (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-10 Common Stock S 818 $29.80 Disposed 179365 Indirect
2023-02-13 Common Stock S 2548 $30.10 Disposed 184285 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 25000 Indirect
Common Stock 119749 Direct

Footnotes

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

F3: Shares sold to satisfy the tax obligations by the Reporting Person in connection with the settlement of previously vested restricted stock units.

F4: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $29.90 to $30.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: Reflects the issuance of shares to the Rohatgi-Ho Family 2009 Revocable Trust in connection with the vesting of 7,468 RSUs held by the Reporting Person.

F6: The shares are held of record by the Rohatgi-Ho Irrevocable GST Trust for the benefit of the Reporting Person's children.

F7: Includes 119,339 RSUs.