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Denali Therapeutics Inc. — Director's Dealing 2018
Oct 3, 2018
31637_dirs_2018-10-03_78d38099-deaa-4137-8252-0341d59eb1ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Denali Therapeutics Inc. (DNLI)
CIK: 0001714899
Period of Report: 2018-10-02
Reporting Person: Schuth Alexander O. (COO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-02 | Common Stock | M | 1184 | $5.28 | Acquired | 7102 | Direct |
| 2018-10-02 | Common Stock | M | 5859 | $9.60 | Acquired | 12961 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-02 | Stock Option (right to buy) | $5.28 | M | 1184 | Disposed | 2027-03-07 | Common Stock (1184) | Direct |
| 2018-10-02 | Stock Option (right to buy) | $9.60 | M | 5859 | Disposed | 2027-08-21 | Common Stock (5859) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 685089 | Indirect |
Footnotes
F1: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.
F2: 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.
F3: 25% of the shares subject to the option vested on August 22, 2018 and an additional 1/48 of the shares vest monthly thereafter.
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