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Denali Therapeutics Inc. — Director's Dealing 2017
Dec 12, 2017
31637_dirs_2017-12-12_accfd705-32bd-4b10-a4d4-2deb2b0646cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Denali Therapeutics Inc. (DNLI)
CIK: 0001714899
Period of Report: 2017-12-12
Reporting Person: Schenkein David P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-12 | Common Stock | C | 105225 | — | Acquired | 105225 | Indirect |
| 2017-12-12 | Common Stock | C | 19774 | — | Acquired | 19774 | Indirect |
| 2017-12-12 | Common Stock | C | 105225 | — | Acquired | 105225 | Indirect |
| 2017-12-12 | Common Stock | C | 19774 | — | Acquired | 19774 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-12 | Series A-1 Preferred Stock | $ | C | 105225 | Disposed | Common Stock (105225) | Indirect | |
| 2017-12-12 | Series A-1 Preferred Stock | $ | C | 19774 | Disposed | Common Stock (19774) | Indirect | |
| 2017-12-12 | Series A-1 Preferred Stock | $ | C | 105225 | Disposed | Common Stock (105225) | Indirect | |
| 2017-12-12 | Series A-1 Preferred Stock | $ | C | 19774 | Disposed | Common Stock (19774) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75000 | Direct |
Footnotes
F1: The Series A-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2: The shares are held of record by the David P. Schenkein 2015 Denali Qualified Annuity Trust, for which the Reporting Person serves as a trustee.
F3: The shares are held of record by the David P. Schenkein 2004 Revocable Trust, for which the Reporting Person serves as a trustee.
F4: The shares are held of record by the Amy P. Schenkein 2015 Denali Qualified Annuity Trust, for which the Reporting Person serves as a trustee.
F5: The shares are held of record by the Amy P. Schenkein 2004 Revocable Trust, for which the Reporting Person serves as a trustee.