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Dell Technologies Inc. — Director's Dealing 2024
Mar 19, 2024
29890_dirs_2024-03-19_e019d292-5c45-4355-9652-23244b51a2e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2024-03-15
Reporting Person: CLARKE JEFFREY W (COO & Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-15 | Class C Common Stock | A | 43458 | — | Acquired | 1446264 | Direct |
| 2024-03-15 | Class C Common Stock | F | 54201 | $106.45 | Disposed | 1392063 | Direct |
| 2024-03-15 | Class C Common Stock | A | 164815 | — | Acquired | 1556878 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Common Stock | 100000 | Indirect |
| Class C Common Stock | 100000 | Indirect |
Footnotes
F1: Represents a grant of 43,458 restricted stock units ("RSUs"). The RSUs vest in three annual installments with 20% vesting on the first anniversary, 30% vesting on the second anniversary and 50% vesting on the third anniversary of the grant date contingent on the reporting person's continued service on each applicable vesting date.
F2: Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2021, March 15, 2022 and March 15, 2023.
F3: Represents 269,426 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2021, net of 104,611 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.
F4: Held by two family trusts of which the reporting person and his spouse serve as Co-Managing Trustees.