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Dell Technologies Inc. — Director's Dealing 2024
Oct 8, 2024
29890_dirs_2024-10-08_4b3a0a17-cb3d-4bfd-9cc9-303da7a9b1dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2024-10-04
Reporting Person: SLTA V (GP), L.L.C. (N/A)
Reporting Person: Silver Lake Technology Associates V, L.P. (N/A)
Reporting Person: Silver Lake Partners V DE (AIV), L.P. (N/A)
Reporting Person: Silver Lake Technology Investors V, L.P. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-04 | Class C Common Stock | J | 147648 | — | Disposed | 60891 | Indirect |
| 2024-10-04 | Class C Common Stock | J | 4689 | — | Disposed | 132253 | Indirect |
| 2024-10-04 | Class C Common Stock | J | 2005 | — | Disposed | 79021 | Indirect |
| 2024-10-04 | Class C Common Stock | J | 5017 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Common Stock | 868382 | Direct |
| Class C Common Stock | 32070 | Indirect |
Footnotes
F1: Reflects shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") transferred by SLTA SPV-2, L.P., Silver Lake Technology Associates V, L.P., Silver Lake Technology Associates IV, L.P., and Silver Lake Group, L.L.C. on October 4, 2024 to certain of their limited partners and/or members, as applicable, including Mr. Egon Durban.
F2: Reflects shares held by Silver Lake Group, L.L.C. ("SLG").
F3: These shares of Class C Common Stock are held by SLTA SPV-2, L.P. ("SLTA SPV"), the general partner of which is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").
F4: These shares of Class C Common Stock are held by Silver Lake Technology Associates V, L.P. ("SLTA V"), the general partner of which is SLTA V (GP), L.L.C. ("SLTA V GP").
F5: These shares of Class C Common Stock are held by Silver Lake Technology Associates IV, L.P. ("SLTA IV"), the general partner of which is SLTA IV (GP), L.L.C. ("SLTA IV GP").
F6: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.
F7: Represents shares of Class C Common Stock held by Mr. Egon Durban.
F8: Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members.
F9: Represents shares of Class C Common Stock held by Mr. Egon Durban including shares received in connection with the transfers of shares of Class C Common Stock on October 4, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
F10: Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members, including shares received in connection with the transfers of shares of Class C Common Stock on October 4, 2024. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.