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Dell Technologies Inc. Director's Dealing 2023

Mar 17, 2023

29890_dirs_2023-03-17_be6f049c-ec44-4990-8223-81e8f454cd4a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2023-03-15

Reporting Person: Rothberg Richard J (General Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-15 Class C Common Stock A 43189 Acquired 191718 Direct
2023-03-15 Class C Common Stock F 16662 $37.55 Disposed 175056 Direct
2023-03-15 Class C Common Stock A 175281 Acquired 350337 Direct

Footnotes

F1: Represents a grant of 43,189 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

F2: Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2020, March 15, 2021 and March 15, 2022.

F3: Represents 282,505 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2020, net of 107,224 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.