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Dell Technologies Inc. — Director's Dealing 2021
Jan 8, 2021
29890_dirs_2021-01-08_4aacf770-c76c-4cc2-a266-8a6285ae520a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-01-06
Reporting Person: Rothberg Richard J (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-06 | Class C Common Stock | M | 88734 | $13.75 | Acquired | 250512 | Direct |
| 2021-01-06 | Class C Common Stock | S | 88734 | $75.01 | Disposed | 161778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Options to Acquire Class C Common Stock | $13.75 | M | 88734 | Disposed | 2023-11-25 | Class C Common Stock (88734) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents multiple sales transactions effected at the price of $75.01.
F3: The options are fully vested.
F4: Consists of 346,374 time-based options and 8,571 performance-based options.
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