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Dell Technologies Inc. Director's Dealing 2021

Jan 8, 2021

29890_dirs_2021-01-08_4aacf770-c76c-4cc2-a266-8a6285ae520a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-01-06

Reporting Person: Rothberg Richard J (General Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-06 Class C Common Stock M 88734 $13.75 Acquired 250512 Direct
2021-01-06 Class C Common Stock S 88734 $75.01 Disposed 161778 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-06 Options to Acquire Class C Common Stock $13.75 M 88734 Disposed 2023-11-25 Class C Common Stock (88734) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: Represents multiple sales transactions effected at the price of $75.01.

F3: The options are fully vested.

F4: Consists of 346,374 time-based options and 8,571 performance-based options.