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Dell Technologies Inc. — Director's Dealing 2021
Jan 27, 2021
29890_dirs_2021-01-27_6ab45785-9624-4671-97e9-d8cd7bd1809e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-01-25
Reporting Person: CLARKE JEFFREY W (COO & Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-25 | Class C Common Stock | M | 100000 | $13.75 | Acquired | 484445 | Direct |
| 2021-01-25 | Class C Common Stock | S | 95500 | $75.46 | Disposed | 388945 | Direct |
| 2021-01-25 | Class C Common Stock | S | 4500 | $76.1 | Disposed | 384445 | Direct |
| 2021-01-26 | Class C Common Stock | M | 100000 | $13.75 | Acquired | 484445 | Direct |
| 2021-01-26 | Class C Common Stock | S | 76056 | $75.62 | Disposed | 408389 | Direct |
| 2021-01-26 | Class C Common Stock | S | 23944 | $76.2 | Disposed | 384445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 | Options to Acquire Class C Common Stock | $13.75 | M | 100000 | Disposed | 2023-11-25 | Class C Common Stock (100000) | Direct |
| 2021-01-26 | Options to Acquire Class C Common Stock | $13.75 | M | 100000 | Disposed | 2023-11-25 | Class C Common Stock (100000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 represents a weighted average sales price of $75.461. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.97, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, 4 and 5.
F3: The price reported in Column 4 represents a weighted average sales price of $76.098. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.38, inclusive.
F4: The price reported in Column 4 represents a weighted average sales price of $75.623. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.995, inclusive.
F5: The price reported in Column 4 represents a weighted average sales price of $76.203. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.49, inclusive.
F6: The options are fully vested.