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Dell Technologies Inc. — Director's Dealing 2021
Feb 9, 2021
29890_dirs_2021-02-09_afe2a884-e7a1-48a8-a104-f9a96d421ee3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-02-05
Reporting Person: Rothberg Richard J (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Class C Common Stock | M | 177474 | $13.75 | Acquired | 339252 | Direct |
| 2021-02-05 | Class C Common Stock | S | 177474 | $80 | Disposed | 161778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | Options to Acquire Class C Common Stock | $13.75 | M | 177474 | Disposed | 2023-11-25 | Class C Common Stock (177474) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents multiple sales transactions effected at the price of $80.00.
F3: The options are fully vested.
F4: Consists of 173,184 time-based options and 4,287 performance-based options.
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