Dell Technologies Inc. — Director's Dealing 2021

Jun 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-06-17

Reporting Person: DELL MICHAEL S (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-17	Class C Common Stock	M	322385	—	Acquired	6273640	Direct
2021-06-17	Class C Common Stock	S	236228	$100.48	Disposed	6037412	Direct
2021-06-17	Class C Common Stock	S	24706	$101.34	Disposed	6012706	Direct
2021-06-17	Class C Common Stock	S	61451	$102.45	Disposed	5951255	Direct
2021-06-21	Class C Common Stock	M	310764	—	Acquired	6262019	Direct
2021-06-21	Class C Common Stock	S	310764	$100.03	Disposed	5951255	Direct
2021-06-22	Class C Common Stock	M	3680	—	Acquired	5954935	Direct
2021-06-22	Class C Common Stock	S	3680	$100	Disposed	5951255	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-17	Class A Common Stock	$0	M	322385	Disposed		Class C Common Stock (322385)	Direct
2021-06-21	Class A Common Stock	$0	M	310764	Disposed		Class C Common Stock (310764)	Direct
2021-06-22	Class A Common Stock	$0	M	3680	Disposed		Class C Common Stock (3680)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class A Common Stock	$0		Class C Common Stock (32827213)	32827213	Indirect

Footnotes

F1: The price reported in Column 4 represents a weighted average sales price of $100.477. These shares were sold in multiple transactions at prices ranging from $100.05 to $100.62, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1, 2, 3 and 4.

F2: The price reported in Column 4 represents a weighted average sales price of $101.336. These shares were sold in multiple transactions at prices ranging from $101.25 to $102.15, inclusive.

F3: The price reported in Column 4 represents a weighted average sales price of $102.452. These shares were sold in multiple transactions at prices ranging from $102.35 to $102.75, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $100.031. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.13, inclusive.

F5: Represents multiple sales transactions effected at the price of $100.00.

F6: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F7: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities.