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Dell Technologies Inc. — Director's Dealing 2021
Jul 1, 2021
29890_dirs_2021-07-01_9a752161-c2c5-4508-aaa2-7f3a8d81adc5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-06-29
Reporting Person: DELL MICHAEL S (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Class C Common Stock | M | 2009326 | — | Acquired | 7960581 | Direct |
| 2021-06-29 | Class C Common Stock | S | 2009326 | $100.05 | Disposed | 5951255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-29 | Class A Common Stock | $0 | M | 2009326 | Disposed | Class C Common Stock (2009326) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $0 | Class C Common Stock (32390896) | 32390896 | Indirect |
Footnotes
F1: The price reported in Column 4 represents a weighted average sales price of $100.047. These shares were sold in multiple transactions at prices ranging from $99.57 to $100.45, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1.
F2: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.
F3: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities.