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Dell Technologies Inc. — Director's Dealing 2021
Sep 28, 2021
29890_dirs_2021-09-27_ce32108d-6ad5-4cda-aef8-ed61db362466.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2021-09-23
Reporting Person: Dew Allison (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-23 | Class C Common Stock | S | 34701 | $105 | Disposed | 134750 | Direct |
| 2021-09-23 | Class C Common Stock | M | 33842 | $13.75 | Acquired | 168592 | Direct |
| 2021-09-23 | Class C Common Stock | S | 33842 | $105 | Disposed | 134750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-23 | Options to Acquire Class C Common Stock | $13.75 | M | 33842 | Disposed | 2023-11-25 | Class C Common Stock (33842) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Common Stock | 678 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents multiple sales transactions effected at the price of $105.00.
F3: The options are fully vested.
F4: Consists of 33,841 time-based and 30,546 performance-based options.
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