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Dell Technologies Inc. — Director's Dealing 2021
Nov 2, 2021
29890_dirs_2021-11-02_8c7ef79e-dc11-4d5f-a294-f19dfa594844.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VMWARE, INC. (VMW)
CIK: 0001124610
Period of Report: 2021-11-01
Reporting Person: Dell Technologies Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Class A Common Stock | J | 30678605 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Class B Common Stock | $ | J | 307221836 | Disposed | Class A Common Stock (307221836) | Direct |
Footnotes
F1: Reflects the distribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") by the reporting person to its stockholders on a pro rata basis.
F2: Reflects the distribution of shares of Class B Common Stock of the Issuer by the reporting person to its stockholders on a pro rata basis (together with the distribution described in footnote 1, the "Distribution"). Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by the reporting person's stockholders, each share of Class B Common Stock converted into one share of Class A Common Stock of the Issuer.