Dell Technologies Inc. — Director's Dealing 2020

Jan 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2020-01-07

Reporting Person: Quintos Karen H (Chief Customer Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-07	Class C Common Stock	M	60705	$13.75	Acquired	72307	Direct
2020-01-07	Class C Common Stock	S	58687	$50.36	Disposed	13620	Direct
2020-01-07	Class C Common Stock	S	2018	$51.09	Disposed	11602	Direct
2020-01-08	Class C Common Stock	M	46430	$13.75	Acquired	58032	Direct
2020-01-08	Class C Common Stock	S	46430	$50.01	Disposed	11602	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-07	Options to Acquire Class C Common Stock	$13.75	M	60705	Disposed	2023-11-25	Class C Common Stock (60705)	Direct
2020-01-08	Options to Acquire Class C Common Stock	$13.75	M	46430	Disposed	2023-11-25	Class C Common Stock (46430)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class C Common Stock	165095	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $50.358. These shares were sold in multiple transactions at prices ranging from $50.01 to $51.0098, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.

F3: The price reported in Column 4 represents a weighted average sales price of $51.09. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.14, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $50.012. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.04, inclusive.

F5: Held by a family trust of which the reporting person and her spouse serve as trustees.

F6: The options are fully vested.

F7: Consists of 411,334 time-based options and 535,727 performance-based options.

F8: Consists of 411,334 time-based options and 489,297 performance-based options.