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Dell Technologies Inc. Director's Dealing 2020

Jan 16, 2020

29890_dirs_2020-01-16_50a91643-1d03-4c89-80df-b56d33fc1251.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2020-01-14

Reporting Person: READ RORY P (Chief Operating Executive)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-14 Class C Common Stock M 26080 $26.67 Acquired 39528 Direct
2020-01-14 Class C Common Stock S 26080 $50.24 Disposed 13448 Direct
2020-01-14 Class C Common Stock M 44000 $26.67 Acquired 57448 Direct
2020-01-14 Class C Common Stock S 44000 $50.27 Disposed 13448 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-14 Options to Acquire Class C Common Stock $26.67 M 70080 Disposed 2025-05-29 Class C Common Stock (70080) Direct

Footnotes

F1: The price reported in Column 4 represents a weighted average sales price of $50.24. These shares were sold in multiple transactions at prices ranging from $50.17 to $50.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2 to this Form 4.

F2: The price reported in Column 4 represents a weighted average sales price of $50.269. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.30, inclusive.

F3: The performance-based options are fully vested. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.

F4: Consists of 46,520 time-based options and 244,900 performance-based options.