AI assistant
Dell Technologies Inc. — Director's Dealing 2020
Jan 16, 2020
29890_dirs_2020-01-16_50a91643-1d03-4c89-80df-b56d33fc1251.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2020-01-14
Reporting Person: READ RORY P (Chief Operating Executive)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-14 | Class C Common Stock | M | 26080 | $26.67 | Acquired | 39528 | Direct |
| 2020-01-14 | Class C Common Stock | S | 26080 | $50.24 | Disposed | 13448 | Direct |
| 2020-01-14 | Class C Common Stock | M | 44000 | $26.67 | Acquired | 57448 | Direct |
| 2020-01-14 | Class C Common Stock | S | 44000 | $50.27 | Disposed | 13448 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-14 | Options to Acquire Class C Common Stock | $26.67 | M | 70080 | Disposed | 2025-05-29 | Class C Common Stock (70080) | Direct |
Footnotes
F1: The price reported in Column 4 represents a weighted average sales price of $50.24. These shares were sold in multiple transactions at prices ranging from $50.17 to $50.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2 to this Form 4.
F2: The price reported in Column 4 represents a weighted average sales price of $50.269. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.30, inclusive.
F3: The performance-based options are fully vested. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.
F4: Consists of 46,520 time-based options and 244,900 performance-based options.