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Dell Technologies Inc. — Director's Dealing 2020
May 26, 2020
29890_dirs_2020-05-26_036d32ec-1ade-4317-8ed0-0515cd16abef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2020-05-21
Reporting Person: Rothberg Richard J (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-21 | Class C Common Stock | M | 1000 | $13.75 | Acquired | 112494 | Direct |
| 2020-05-21 | Class C Common Stock | S | 600 | $45.00 | Disposed | 111894 | Direct |
| 2020-05-21 | Class C Common Stock | S | 400 | $45.02 | Disposed | 111494 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-21 | Options to Acquire Class C Common Stock | $13.75 | M | 1000 | Disposed | 2023-11-25 | Class C Common Stock (1000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents price of $45.015.
F3: The options are fully vested.
F4: Consists of 687,273 time-based options and 160,457 performance-based options.
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