Dell Technologies Inc. — Director's Dealing 2020

Oct 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2020-10-26

Reporting Person: Sweet Thomas W (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-26	Class C Common Stock	M	33519	$13.75	Acquired	108688	Direct
2020-10-26	Class C Common Stock	S	10700	$65.46	Disposed	97988	Direct
2020-10-26	Class C Common Stock	S	20519	$66.33	Disposed	77469	Direct
2020-10-26	Class C Common Stock	S	2300	$67.25	Disposed	75169	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-26	Options to Acquire Class C Common Stock	$13.75	M	33519	Disposed	2024-02-06	Class C Common Stock (33519)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $65.461. These shares were sold in multiple transactions at prices ranging from $65.03 to $66.02, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.

F3: The price reported in Column 4 represents a weighted average sales price of $66.328. These shares were sold in multiple transactions at prices ranging from $66.03 to $66.92, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $67.25. These shares were sold in multiple transactions at prices ranging from $67.14 to $67.38, inclusive.

F5: The options are fully vested.

F6: Consists of 381,818 time-based options and 766,481 performance-based options.