Dell Technologies Inc. — Director's Dealing 2020

Nov 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2020-11-13

Reporting Person: CLARKE JEFFREY W (COO & Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-13	Class C Common Stock	M	100000	$13.75	Acquired	484445	Direct
2020-11-13	Class C Common Stock	S	86242	$65.47	Disposed	398203	Direct
2020-11-13	Class C Common Stock	S	13758	$66.08	Disposed	384445	Direct
2020-11-16	Class C Common Stock	M	100000	$13.75	Acquired	484445	Direct
2020-11-16	Class C Common Stock	S	23189	$66.41	Disposed	461256	Direct
2020-11-16	Class C Common Stock	S	76811	$67.16	Disposed	384445	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-13	Options to Acquire Class C Common Stock	$13.75	M	100000	Disposed	2023-11-25	Class C Common Stock (100000)	Direct
2020-11-16	Options to Acquire Class C Common Stock	$13.75	M	100000	Disposed	2023-11-25	Class C Common Stock (100000)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $65.466. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.99, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, 4 and 5.

F3: The price reported in Column 4 represents a weighted average sales price of $66.082. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.16, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $66.41. These shares were sold in multiple transactions at prices ranging from $65.68 to $66.67, inclusive.

F5: The price reported in Column 4 represents a weighted average sales price of $67.157. These shares were sold in multiple transactions at prices ranging from $66.68 to $67.47, inclusive.

F6: The options are fully vested.

F7: Consists of 729,720 time-based options and 914,353 performance-based options.

F8: Consists of 729,720 time-based options and 814,353 performance-based options.