Dell Technologies Inc. — Director's Dealing 2020

Dec 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc. (DELL)
CIK: 0001571996
Period of Report: 2020-12-28

Reporting Person: Rothberg Richard J (General Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-28	Class C Common Stock	M	104696	$13.75	Acquired	266474	Direct
2020-12-28	Class C Common Stock	S	104696	$72.84	Disposed	161778	Direct
2020-12-28	Class C Common Stock	M	28305	$13.75	Acquired	190083	Direct
2020-12-28	Class C Common Stock	S	28305	$72.84	Disposed	161778	Direct
2020-12-28	Class C Common Stock	M	1890	$13.75	Acquired	163668	Direct
2020-12-28	Class C Common Stock	S	1890	$72.85	Disposed	161778	Direct
2020-12-28	Class C Common Stock	M	1400	$13.75	Acquired	163178	Direct
2020-12-28	Class C Common Stock	S	1400	$72.86	Disposed	161778	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-28	Options to Acquire Class C Common Stock	$13.75	M	133001	Disposed	2023-11-25	Class C Common Stock (133001)	Direct
2020-12-28	Options to Acquire Class C Common Stock	$13.75	M	3290	Disposed	2023-11-25	Class C Common Stock (3290)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $72.837. These shares were sold in multiple transactions at prices ranging from $72.46 to $73.12, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, 4 and 5.

F3: The price reported in Column 4 represents a weighted average sales price of $72.835. These shares were sold in multiple transactions at prices ranging from $72.50 to $73.09, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $72.846. These shares were sold in multiple transactions at prices ranging from $72.56 to $73.02, inclusive.

F5: The price reported in Column 4 represents a weighted average sales price of $72.857. These shares were sold in multiple transactions at prices ranging from $72.66 to $72.99, inclusive.

F6: The options are fully vested.

F7: Consists of 432,966 time-based options and 14,003 performance-based options.

F8: Consists of 432,966 time-based options and 10,713 performance-based options.