AI assistant
Dell Technologies Inc. — Director's Dealing 2019
Aug 15, 2019
29890_dirs_2019-08-15_27d5698a-ca9e-484d-9ff7-90f7e505343d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2019-08-13
Reporting Person: Quintos Karen H (Chief Customer Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-13 | Class C Common Stock | M | 150000 | $13.75 | Acquired | 346697 | Direct |
| 2019-08-13 | Class C Common Stock | S | 70012 | $49.51 | Disposed | 276685 | Direct |
| 2019-08-13 | Class C Common Stock | S | 77988 | $50.04 | Disposed | 198697 | Direct |
| 2019-08-13 | Class C Common Stock | S | 2000 | $50.76 | Disposed | 196697 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-13 | Options to Acquire Class C Common Stock | $13.75 | M | 150000 | Disposed | 2023-11-25 | Class C Common Stock (150000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 represents a weighted average sales price of $49.507. These shares were sold in multiple transactions at prices ranging from $48.72 to $49.715, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.
F3: The price reported in Column 4 represents a weighted average sales price of $50.044. These shares were sold in multiple transactions at prices ranging from $49.72 to $50.71, inclusive.
F4: The price reported in Column 4 represents a weighted average sales price of $50.758. These shares were sold in multiple transactions at prices ranging from $50.72 to $50.79, inclusive.
F5: The options are fully vested.
F6: Consists of 411,334 time-based options and 728,332 performance-based options.