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Dell Technologies Inc. Director's Dealing 2019

Jul 1, 2019

29890_dirs_2019-07-01_cc8fae18-c89a-481f-b722-c50de061c6db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2019-06-27

Reporting Person: Rothberg Richard J (General Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-27 Class C Common Stock M 68334 $13.75 Acquired 144888 Direct
2019-06-27 Class C Common Stock S 9963 $51.63 Disposed 134925 Direct
2019-06-27 Class C Common Stock S 52371 $52.38 Disposed 82554 Direct
2019-06-27 Class C Common Stock S 6000 $52.77 Disposed 76554 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-27 Options to Acquire Class C Common Stock $13.75 M 68334 Disposed 2023-11-25 Class C Common Stock (68334) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $51.627. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2, 3 and 4 to this Form 4.

F3: The price reported in Column 4 represents a weighted average sales price of $52.376. These shares were sold in multiple transactions at prices ranging from $51.75 to $52.74, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $52.766. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.81, inclusive.

F5: The options are fully vested.

F6: Consists of 687,273 time-based options and 658,939 performance-based options.