Dell Technologies Inc. — Director's Dealing 2019

Sep 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2019-09-03

Reporting Person: Rothberg Richard J (General Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-03	Class C Common Stock	M	141454	$13.75	Acquired	218008	Direct
2019-09-03	Class C Common Stock	S	140254	$51.13	Disposed	77754	Direct
2019-09-03	Class C Common Stock	S	1200	$51.66	Disposed	76554	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-03	Options to Acquire Class C Common Stock	$13.75	M	141454	Disposed	2023-11-25	Class C Common Stock (141454)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $51.13. These shares were sold in multiple transactions at prices ranging from $50.62 to $51.61, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4.

F3: The price reported in Column 4 represents a weighted average sales price of $51.658. These shares were sold in multiple transactions at prices ranging from $51.63 to $51.68, inclusive.

F4: The options are fully vested.

F5: Consists of 687,273 time-based options and 444,365 performance-based options.