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Dell Technologies Inc. Director's Dealing 2019

Jul 1, 2019

29890_dirs_2019-07-01_74e243e4-1931-4241-a862-c015c66d247c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc (DELL)
CIK: 0001571996
Period of Report: 2019-06-27

Reporting Person: Haas Marius (Pres. & Chief Commercial Off.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-27 Class C Common Stock M 172562 $13.75 Acquired 172562 Indirect
2019-06-27 Class C Common Stock S 3981 $51.43 Disposed 143757 Indirect
2019-06-27 Class C Common Stock S 148614 $52.40 Disposed 19967 Indirect
2019-06-27 Class C Common Stock S 19967 $52.78 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-27 Options to Acquire Class C Common Stock $13.75 M 172562 Disposed 2023-11-25 Class C Common Stock (172562) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class C Common Stock 28805 Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 represents a weighted average sales price of $51.43. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2, 3 and 4 to this Form 4.

F3: The price reported in Column 4 represents a weighted average sales price of $52.399. These shares were sold in multiple transactions at prices ranging from $51.75 to $52.748, inclusive.

F4: The price reported in Column 4 represents a weighted average sales price of $52.779. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.86, inclusive.

F5: Held by a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

F6: The options are fully vested.

F7: Consists of 1,713,886 time-based options and 2,295,434 performance-based options.