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Dell Technologies Inc. — Director's Dealing 2017
Feb 10, 2017
29890_dirs_2017-02-10_0b980554-b7bc-484d-8442-56f0f528b162.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: VMWARE, INC. (VMW)
CIK: 0001124610
Period of Report: 2016-12-19
Reporting Person: Dell Technologies Inc (10% Owner)
Reporting Person: EMC CORP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-19 | Class A Common Stock | S | 4775142 | $80.1712 | Disposed | 38250166 | Indirect |
Footnotes
F1: This Form 4/A is being filed to provide the final price per share paid for the Class A Common Stock in the reported transaction, which was calculated in the manner reported in the Form 4 filed by the Reporting Persons on December 20, 2016. The Reporting Persons are filing a separate Form 4 filing reporting the additional shares of Class A Common Stock sold in the transaction, expected to close on February 15, 2017.
F2: The 4,775,142 shares of Class A Common Stock sold in the reported transaction, which closed on December 22, 2016, were held directly by EMC Equity Assets LLC, a direct wholly-owned subsidiary of EMC Corporation ("EMC"). Following the reported transaction, EMC is the record holder of 35,139,359 shares of the 38,250,166 shares of Class A Common Stock reported in Column 5 of Table I, and EMC Equity Assets LLC is the record holder of the remainder of the shares of Class A Common Stock reported in Column 5 of Table I. EMC is directly wholly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. through its directly held wholly-owned subsidiary Denali Intermediate Inc.