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Dell Technologies Inc. — Director's Dealing 2017
Oct 2, 2017
29890_dirs_2017-10-02_a3fcc462-c3f5-426b-bbd9-74238df0919d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2017-09-28
Reporting Person: DORMAN DAVID W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-28 | Class C Common Stock | A | 4229 | — | Acquired | 6274 | Direct |
| 2017-09-28 | Class V Common Stock | A | 1990 | — | Acquired | 3153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-28 | Options to Acquire Class C Common Stock | $32.70 | A | 4986 | Acquired | 2027-09-28 | Class C Common Stock (4986) | Direct |
| 2017-09-28 | Options to Acquire Class V Common Stock | $77.15 | A | 3227 | Acquired | 2027-09-28 | Class V Common Stock (3227) | Direct |
Footnotes
F1: Represents a grant of 1,720 restricted stock units ("RSUs") and 2,509 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 1,146 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.
F2: Represents a grant of 729 RSUs and 1,261 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 486 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.
F3: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.