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Dell Technologies Inc. — Director's Dealing 2017
Oct 2, 2017
29890_dirs_2017-10-02_d6d9e750-2ebb-4c9c-b1c7-f2b0092b73a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2017-09-28
Reporting Person: Kullman Ellen Jamison (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-28 | Class C Common Stock | A | 4229 | — | Acquired | 6274 | Direct |
| 2017-09-28 | Class V Common Stock | A | 1990 | — | Acquired | 3153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-28 | Options to Acquire | |||||||
| Class C Common Stock | $32.70 | A | 4986 | Acquired | 2027-09-28 | Class C Common Stock (4986) | Direct | |
| 2017-09-28 | Options to Acquire | |||||||
| Class V Common Stock | $77.15 | A | 3227 | Acquired | 2027-09-28 | Class V Common Stock (3227) | Direct |
Footnotes
F1: Represents a grant of 430 restricted stock units ("RSUs") and 3,799 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 2,436 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.
F2: Represents a grant of 183 RSUs and 1,807 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 1,032 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.
F3: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.