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Dell Technologies Inc. — Director's Dealing 2017
May 2, 2017
29890_dirs_2017-05-02_d919abe7-62c4-456e-8327-4fd76e7ff8b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2017-05-01
Reporting Person: Rothberg Richard J (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Class C Common Stock | C | 10697 | — | Acquired | 50697 | Direct |
| 2017-05-01 | Class C Common Stock | S | 10697 | $30.58 | Disposed | 40000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Class A Common Stock | $0 | C | 10697 | Disposed | Class C Common Stock (10697) | Direct |
Footnotes
F1: Represents conversion of 10,697 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the reporting person's election to convert such shares of Class A common stock and tender such underlying shares of Class C Common Stock for purchase by the Issuer pursuant to the Issuer's previously announced offer to purchase shares of Class C common stock.
F2: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.