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Dell Technologies Inc. — Director's Dealing 2016
Sep 16, 2016
29890_dirs_2016-09-16_a3ed9d0d-b21e-463e-a433-308fae34c42a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2016-09-14
Reporting Person: DORMAN DAVID W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-14 | Class C Common Stock | A | 2045 | $0.00 | Acquired | 2045 | Direct |
| 2016-09-14 | Class V Common Stock | A | 1163 | $0.00 | Acquired | 1163 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-14 | Options to Acquire Class C Common Stock | $27.50 | A | 45023 | Acquired | 2026-09-14 | Class C Common Stock (45023) | Direct |
| 2016-09-14 | Options to Acquire Class V Common Stock | $48.35 | A | 39811 | Acquired | 2026-09-14 | Class V Common Stock (39811) | Direct |
Footnotes
F1: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.
F2: Represents a grant of stock options. Of the options, 40,551 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,472 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.
F3: Represents a grant of stock options. Of the options, 35,511 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,300 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.