Dell Technologies Inc. — Director's Dealing 2016

Sep 7, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2016-09-01

Reporting Person: DELL MICHAEL S (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-01	Series A Common Stock	P	836364	$27.50	Acquired	261355504	Direct
2016-09-07	Series A Common Stock	D	261355504	—	Disposed	0	Direct
2016-09-07	Series A Common Stock	D	24551291	—	Disposed	0	Indirect
2016-09-07	Series C Common Stock	D	32575	—	Disposed	0	Direct
2016-09-07	Class C Common Stock	A	32575	—	Acquired	32575	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-07	Class A Common Stock	$	A	261355504	Acquired		Class C Common Stock (261355504)	Direct
2016-09-07	Class A Common Stock	$	A	78569486	Acquired		Class C Common Stock (78569486)	Direct
2016-09-07	Class A Common Stock	$	A	24551291	Acquired		Class C Common Stock (24551291)	Indirect
2016-09-07	Class A Common Stock	$	A	8339605	Acquired		Class C Common Stock (8339605)	Indirect
2016-09-07	Options to Acquire Series A Common Stock	$13.75	D	10909091	Disposed	2023-11-25	Series A Common Stock (10909091)	Direct
2016-09-07	Options to Acquire Class A Common Stock	$13.75	A	10909091	Acquired	2023-11-25	Class A Common Stock (10909091)	Direct

Footnotes

F1: Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.

F2: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.

F3: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4: Represents shares of Class A common stock purchased from the issuer in connection with the issuer's acquisition of EMC Corporation.

F5: The options vest in five equal annual installments during a vesting period that began on 11/25/2013.