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Dell Technologies Inc. — Director's Dealing 2016
Sep 7, 2016
29890_dirs_2016-09-07_629c2597-df60-433c-81c3-0bfbef55bc60.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2016-09-07
Reporting Person: DELL MICHAEL S (Director, Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Common Stock | 32575 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $ | Class C Common Stock (261355504) | Direct | ||
| Class A Common Stock | $ | Class C Common Stock (24551291) | Indirect | ||
| Options to Acquire Class A Common Stock | $13.75 | 2023-11-25 | Class A Common Stock (10909091) | Direct |
Footnotes
F1: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.
F2: The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934 (the "Exchange Act"), and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.
F3: The options vest in five equal annual installments during a vesting period that began on 11/25/2013.