Dell Technologies Inc. — Director's Dealing 2016

Sep 7, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Dell Technologies Inc (DVMT)
CIK: 0001571996
Period of Report: 2016-09-07

Reporting Person: Sweet Thomas W (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class C Common Stock	60000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class A Common Stock	$		Class C Common Stock (14653)		Direct
Options to Acquire Class C Common Stock	$13.75	2023-11-25	Class C Common Stock (482909)		Direct
Options to Acquire Class C Common Stock	$13.75	2024-02-06	Class C Common Stock (1638909)		Direct

Footnotes

F1: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2: Consists of 192,000 time-based options and 290,909 performance-based options. The time-based options vest in five equal annual installments during a vesting period that began on 11/25/2013. The performance-based options vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.

F3: Consists of 838,909 time-based options and 800,000 performance-based options. The time-based options vest in five equal annual installments during a vesting period that began on 02/06/2014. The performance-based options vest only if a specified performance measure relating to Dell Technologies is achieved.