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DELCATH SYSTEMS, INC. — Director's Dealing 2024
May 28, 2024
33086_dirs_2024-05-28_876eb502-0345-49c1-b2a3-38c674ef6475.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2024-05-23
Reporting Person: STOLL ROGER G PHD (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-23 | Stock Option (Right to Buy) | $196.70 | D | 142 | Disposed | 2029-02-01 | Common Stock (142) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $196.70 | A | 142 | Acquired | 2026-05-23 | Common Stock (142) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $11.67 | D | 40000 | Disposed | 2030-10-01 | Common Stock (40000) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $11.67 | A | 40000 | Acquired | 2026-05-23 | Common Stock (40000) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $10.16 | D | 9000 | Disposed | 2031-08-05 | Common Stock (9000) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $10.16 | A | 9000 | Acquired | 2026-05-23 | Common Stock (9000) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $6.24 | D | 9000 | Disposed | 2023-05-04 | Common Stock (9000) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $6.24 | A | 9000 | Acquired | 2026-05-23 | Common Stock (9000) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $7.25 | D | 19682 | Disposed | 2033-06-12 | Common Stock (19682) | Direct |
| 2024-05-23 | Stock Option (Right to Buy) | $7.25 | A | 19682 | Acquired | 2026-05-23 | Common Stock (19682) | Direct |
Footnotes
F1: This option was previously reported as covering 100,000 shares at an exercise price of $0.281 per share, but was adjusted to reflect the stock split that occurred on December 24, 2019.
F2: The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 1, 2019 and is fully vested.
F3: The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 23, 2020 and is fully vested.
F4: The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 5, 2021 and is fully vested.
F5: The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 4, 2022 and is fully vested.
F6: The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 12, 2023 and is fully vested.