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DELCATH SYSTEMS, INC. Director's Dealing 2024

Nov 1, 2024

33086_dirs_2024-11-01_155e0c58-b41e-4f98-8954-8fa4fefe0fc1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2024-10-30

Reporting Person: Aharon Gil (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-10-30 Tranche B warrants to purchase F-4 Preferred Stock $1000 M 500 Acquired F-4 PREFERRED STOCK (500) Indirect
2024-10-30 8% CONVERTIBLE NOTE $0 H 0 Acquired CASH () Indirect

Footnotes

F1: Immediately exercisable

F2: The Tranche B Warrants expire the earlier of (i) twenty-one (21) days following the date of the Issuer's public announcement of record at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and (ii) March 31, 2026. The Issuer announced on October 17, 2024 that it had recorded at least $10,000,000 in quarterly U.S. revenue from the commercialization of HEPZATO and therefore such Tranche B Warrants expire on November 7, 2024.

F3: Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein

F4: N/A

F5: Delcath repaid the DELCATH SYSTEM - 8% CONVERTIBLE NOTE in full with cash of $1,423,333.