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DELCATH SYSTEMS, INC. — Director's Dealing 2023
Apr 20, 2023
33086_dirs_2023-04-20_1ef9eb61-1c25-4dd6-87ac-76cf85db67e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2023-04-18
Reporting Person: Rosalind Advisors, Inc. (Director)
Reporting Person: SALAMON STEVEN A J (Director)
Reporting Person: Aharon Gil (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-18 | Pre-Funded Warrant | $0.01 | H | 538828 | Acquired | 2032-07-20 | DELCATH SYSTEMS, INC. COMMON (538828) | Indirect |
Footnotes
F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
F2: The holder of the prefunded warrant is entitled to purchase the COMMON SHARES underlying the warrant from the initial exercise date UNTIL THIS Warrant is exercised in full as defined in the Form of Warrant.
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