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DELCATH SYSTEMS, INC. Director's Dealing 2023

Aug 23, 2023

33086_dirs_2023-08-22_a3eb39d4-1da7-40c8-a3d2-a50f99ac6817.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2023-08-21

Reporting Person: Rosalind Advisors, Inc. (Director)
Reporting Person: Aharon Gil (Director)
Reporting Person: SALAMON STEVEN A J (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-21 Tranche A Warrant $1000 X Acquired 2023-09-04 Series F-3 Convertible Preferred Stock (3010) Indirect

Footnotes

F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.

F2: Each F-3 Preferred is convertible into DELCATH SYSTEMS, Inc. Common Stock at $4.50 per share