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DELCATH SYSTEMS, INC. — Director's Dealing 2023
Aug 23, 2023
33086_dirs_2023-08-22_a3eb39d4-1da7-40c8-a3d2-a50f99ac6817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2023-08-21
Reporting Person: Rosalind Advisors, Inc. (Director)
Reporting Person: Aharon Gil (Director)
Reporting Person: SALAMON STEVEN A J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-21 | Tranche A Warrant | $1000 | X | Acquired | 2023-09-04 | Series F-3 Convertible Preferred Stock (3010) | Indirect |
Footnotes
F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
F2: Each F-3 Preferred is convertible into DELCATH SYSTEMS, Inc. Common Stock at $4.50 per share
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