AI assistant
Sending…
DELCATH SYSTEMS, INC. — Director's Dealing 2021
Jul 1, 2021
33086_dirs_2021-07-01_58792497-5697-4194-8b1e-73f3d85f955a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2021-06-30
Reporting Person: Rosalind Advisors, Inc. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-30 | Common Shares | P | 5500 | $12.76 | Acquired | 421500 | Indirect |
Footnotes
F1: Includes 416,000 previously reported as of June 28, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".
F2: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
More from DELCATH SYSTEMS, INC.
Regulatory Filings
2026
May 14
Interim / Quarterly Report
2026
May 7
Regulatory Filings
2026
May 7
Major Shareholding Notification
2026
Apr 27
Annual Report
2026
Apr 2
Proxy Solicitation & Information Statement
2026
Apr 2
Proxy Solicitation & Information Statement
2026
Apr 2
Major Shareholding Notification
2026
Mar 20
Regulatory Filings
2026
Mar 3
Director's Dealing
2026
Mar 3