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DELCATH SYSTEMS, INC. — Director's Dealing 2021
Aug 9, 2021
33086_dirs_2021-08-09_b65ad5ce-5f72-4cc5-8563-13554e0c59b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2021-08-05
Reporting Person: MICHEL GERARD J (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-05 | Employee Stock Option (right to buy) | $10.16 | A | 125000 | Acquired | 2031-08-05 | Common Stock (125000) | Direct |
Footnotes
F1: The option immediately vested with respect to four-thirty-sixths (4/36ths) of the option shares and the remaining option shares will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month on the first day of each month for the next thirty-two months, starting on September 1, 2021, for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan).
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