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DELCATH SYSTEMS, INC. — Director's Dealing 2020
May 9, 2020
33086_dirs_2020-05-08_a353e5ff-4534-46a0-9a9e-ed94bfed042e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2020-05-06
Reporting Person: Simpson Jennifer K. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-06 | Common Stock | A | 10310 | $0.00 | Acquired | 10321 | Direct |
| 2020-05-08 | Common Stock | C | 14700 | — | Acquired | 25021 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-08 | Series E Convertible Preferred Stock | $ | C | 147 | Disposed | Common Stock (14700) | Direct |
Footnotes
F1: Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00.
F2: Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019.
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