DELCATH SYSTEMS, INC. — Director's Dealing 2020

May 14, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2020-05-05

Reporting Person: Aharon Gil (Director, See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	185000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series E Convertible Preferred Stock	$10.00		Common Shares (16800)		Indirect
Series E-1 Convertible Preferred Stock	$10.00		Common Shares (2875)		Indirect
2019 Warrant	$10.00	2024-12-24	Common Shares (853956)		Indirect
2020 pre-funded warrants	$0.01	2025-05-05	Common Shares (215000)		Indirect
Series F Warrant	$10.00	2025-05-05	Common Shares (400000)		Indirect

Footnotes

F1: Each share of Series E & E-1 Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value").

F2: The securities are held by Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".