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DELCATH SYSTEMS, INC. Director's Dealing 2020

Nov 16, 2020

33086_dirs_2020-11-16_17b51e29-6026-415a-805b-77463180829b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2020-11-13

Reporting Person: Rosalind Advisors, Inc. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-13 Common Shares P 4000 $11.75 Acquired 189000 Indirect

Footnotes

F1: Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".